Isaac Asimov’s Foundation Paints the Universe in Broad Strokes

This is one of my archived reviews, it covers the events of first Foundation book and serves as a prelude to my full trilogy review

What happens when you combine the fields of psychology, sociology, and history to predict the future? How do you play your part in saving the universe if you don’t know your lines? Bring these two concept together and you end up with Asimov’s one-of-a-kind sci-fi novel Foundation. The title is a big of a play on words, the subject of the book is a group called The Foundation, but not a normal foundation, their job is to lay the foundations of the future.


Plot

Foundation tells the story of a galaxy, an entire galaxy. The empire is decades from collapse, and a psychohistorian, Hari Seldon, has prepared a plan to ensure humanity bounces back.

The central conflict of the book is whether Dr. Seldon’s plan will succeed, but that’s not really the focus. The focus is on the random people who find themselves in positions of leadership at key historic moments. It’s sort of an anthology of short stories, all set in the same universe. In each story, a terrible crisis befalls society, an our hero has to ask themselves a very important question, but not the one you’d think. It’s not ‘How do we solve this crisis?’, it’s ‘what did Dr. Seldon intend?’.

No single character stays with us throughout the book. Dr. Seldon is present to a degree, but he’s not a changing character. He’s more like the god of a clockwork universe, the plan is in action, and every once in a while he checks in to make sure the clock’s still ticking.

World building:

There are a lot of really cool cultures in this book. The trouble is, the scale of the conflict is so large and so spanning that no single person can live through to the end, no culture can even survive all the way to the end. One chapter you’re learning about a techno-religion, the next you’re a hundred years in the future following a merchant who deals in nuclear energy.

Considering all the events jam-packed into this book, it isn’t particularly long. I haven’t seen the Apple-tv series, but my prediction would be that each ‘era’ in this book could be fleshed out into an entire season. You could realistically get four seasons of content out of this one book if you’re willing to fill in the details left out of the page.

Examples:
– There were a bunch of scientists working on a big encyclopedia at the start. Did they ever look around one day and realize the whole project was just make-up work?
– The life of a techno-priest on a hostile planet can’t be easy. They aren’t just influencing society or spreading nuclear power, they’re serving as spiritual guides. What kind of challenges do these sonic-screwdriver wielding, sermon givers face?

The point I’m making here is that every part of this story could be expanded into a separate novel. This book may as well be just the cliff notes.

Why I remember it

Foundation is the most zoomed out book I’ve ever read. I didn’t include a character section in this story, because most of the characters aren’t really characters, they’re object lessons. They exist to give a personal attachment to each of Dr. Seldon’s ‘solutions’. It’s not just a massive trade agreement, it’s fifty barbarian warlords forced to take the deal so their crew members don’t mutiny.

For me, the most memorable part of this book is Dr. Seldon’s solutions to the crises. Each solution is unique, and draws from a distinct period in human history. Diplomacy, military, religion, trade. All levers used to manipulate other kingdoms into becoming pawns for The Foundation.

Final thoughts

When a story captures something as large a scale as a galaxy at war, it’s hard to make that personal. Then you add in the fact that most of these ‘crises’ have already been solved by Dr. Seldon, and your characters start to lose their free-will. It really is a clockwork universe, and while individual characters may be conflicted, they all fall in line when push comes to shove. Either that, or Dr. Seldon’s plan proves to be so perfect even inaction does nothing to slow his machinations.

There are two more books in the series, I’m excited to read them. At a minimum, I think the other two will deliver more ‘civilization-sized’ concepts to solve crises. But if I’m being real, I hope we get to see some rebellion against the plan next time. I want characters to try to fix their own problems, to assert their free-will, and maybe to make things worse from time to time.

Mystery is the Engine of The Dark Forest

The following is a discussion of Liu Cixin’s novel The Dark Forest. Spoilers abound.

The end of The Three Body Problem novel poses a fundamental issue. If humanity can’t progress technologically, how do they defeat an alien race with a five-hundred year scientific lead that can see everything humans do? At the beginning of The Dark Forest, we get part of an answer. The Trisolarans have a weakness, they can’t lie, and thus have never engaged in the twisted logic of Humanity’s games of deception.

So the whole of The Dark Forest, although often told from different character’s points of view, is effectively told from the point of view of the Trisolarans. We see everything humanity does, but the intent is kept hidden. This is what makes The Dark Forest compelling, it’s not a traditionally fantastical or sociological sci-fi, it’s a mystery novel powered by reader speculation. Tension, twists, turns, all of it exists to mislead and trick the reader before the grand reveal. And not just one reveal, but five or six.

Walls, Facers, and Breakers

The Wallfacers are humanity’s answer to the Trisolaran weakness. Four individuals given wide-ranging authority and instructed to do whatever they’d like, with the intent of defeating the Trisolaran menace. During the novel we see each Wallfacer’s actions. We see how they speak to their troops, what they research, their personal relationships, but nothing inside their head.

Frederick Tyler is the first Wallfacer. His entire plan is basically to pretend to be friends with the Trisolarans, get close to them, then blow them up. The evidence is all in the pages black and white. Research on self-destructing swarms, water on Saturn, connections with human supporters of the Tri-solarans. It’s a 1-dimensional plan, and it teaches the reader how things work. Just as the reader think they might have a clue about Frederick Tyler’s plan, a man shows up out of nowhere and says “Frederick Tyler, I am your Wallbreaker”.

This is the equivalent of Sherlock Holmes gathering everyone in the library and revealing his theory. After Frederick Tyler, each time a wallbreaker appeared, I would close the book and craft in my own head the vision in my head of what the Wallfacer’s scheme involved. And that’s how this book is supposed to be experienced, you should be guessing, because with each wrong guess, you learn the rules a little better, and you get a little closer on the next one.

The second Wallfacer is Ray Diaz. His scheme rocks, and I think the book owed that man more respect than he got. He rises above simple tactics and ‘destroy the enemy’ thinking and instead goes down the path of mutually assured destruction. This reveal doesn’t just close the door on a part of The Wallfacer Project, it helps prime the reader for bigger mysteries down the road.

Our last regular Wallfacer is Bill Hines. This guy goes full old-school sci-fi mind-control. And his plot represents an entirely different camp, the camp that asks the question, “What if humanity can’t win?” The fun part about this guy’s work is that even when he’s discovered, there’s no way of knowing who he got to.

We’ll get to the protagonist soon. First, let’s talk a little more about the plot.

Great and Terrible Battles

In any mystery novel, the resolution of the book always revolves around one of its key mysteries. Despite being about the 400-year buildup to interplanetary war, most of the book takes place in the first one-hundred years. It’s a signal to readers that victory won’t come from scientific progress, it’ll come from unraveling a mystery.

In the back half of the book, a couple centuries down the road, our main character catches up with the future. He’s told the human starships are unbeatable, that victory is inevitable, and most importantly, that the mysteries of the cosmos don’t matter.

This runs in direct opposition to everything we’ve seen in the book so far. Instead of excitement for a great battle, the book leaves a pit in your stomach. A sense of terrible fear you already know the outcome. Either the book was about to break a fundamental rule of mystery writing, or humanity was about to take the biggest L in history.

And they do.

And without an army, without a means to defend itself, the only chance to victory is to solve the mystery.

The Mystery of The Universe

Luo Ji is an astrophysicist, the target of many assassination attempts, and a wallfacer without a plan. We are told again and again that this is the man the Trisolarans are afraid of. They use DNA targeted diseases, assassin viruses, and hacked cars to try to kill the guy. All this because he knows what no on else does. The thing is, as readers we’re allowed into Luo Ji’s mind, and inside it, we discover that this Wallfacer, this leader of humanity’s defense, has no plan at all.

It’s exciting. It’s compelling. Our protagonist only has one clue as to what makes him so formidable. He suspects that somewhere in his research, somewhere in his understanding of the universe, lies a terrible secret, and the answer to Trisolaran defeat. It’s the central mystery of the book, the murderer with the knife, the revelation that beats an unbeatable opponent.

We are only given one real clue. Luo Ji casts a spell on a nearby solar system, and a hundred years later, that solar system is completely annihilated.

The Dark Forest is almost twenty years old, and the downside of age and fame is spoilers. Before I read the book, I had heard “The Dark Forest Theory” explained to me on three separate occasions, so the great mystery of the novel was apparent to me by the one-third mark. I wouldn’t dare peel back the mask here, instead I’ll just say this. The novel follows the rules of mysteries, and by identifying the murderer, so to speak, we see a path to possible victory.

Additional Comments

There’s a lot more to this book than the mysteries, there’s whole stories of intrigue, conspiracy, and multi-century planning. But this is also a book set in war-time, there’s not much room for these characters to grow and change, it’s more about who they already are, and what actions they take. Our protagonist’s starts as something of a nihilist, finally finds happiness, then has it ripped away as a manipulation to force him to perform his role as Wallfacer.

My favorite section of the book is titled The Battle of Darkness. It has almost nothing to do with the overarching mystery, and more to do with the painful sacrifices and cruel realities of space travel during wartime. The best conversation is one that’s had without a single word, soldiers coming to terms with an unavoidable truth.

Most Sci-fi is built around wonder and adventure. Exploring the cosmos, extraordinary technologies, alien species. This book isn’t that. This is hard-science book that asks the reader to come along, to observe the evidence of the story as an impartial observer, and to unwind the mystery a page before the book reveals it.